Experience

Advising Private Equity Firm on Tech Investment

Advising British private equity firm in connection with the proposed investment in, and funding of, a payments systems provider.

Series A Fintech Investment

Advised a private equity firm in relation to a multimillion-pound Series A investment into a fintech payments company.

Formation of Advertising Blockchain Joint Venture

Assisted client in the formation of a joint venture in the field of advertising blockchain technology, including the review of key terms for the contribution of the intellectual property assets from its members into the joint venture, licenses back to contributors, IP rights retained by members and third-party rights.

Representation in Series A Round for Blockchain Platform

Represented lead investors in Series A round in company building on a blockchain platform. This involved drafting various investor documents, including term sheets, stockholder purchase agreements, voting rights agreements, investors’ rights agreements, and indemnification agreements, as well as drafting board resolutions and amending certificates of incorporation and company bylaws.

Representation of Cryptocurrency Company and C-Suite Executives in Federal Grand Jury Investigation

Represented a cryptocurrency company and its c-suite executives in a federal grand jury investigation conducted by the U.S. Attorney’s Office for the Southern District of New York regarding manipulative trading of cryptocurrency on the exchange and the use of unlawful incentives to boost trading volume in anticipation of an ETF application with the SEC.

Advised Multinational Corporation on Proposed Acquisition of Fintech Group

Advised a leading American multinational financial services corporation on its proposed acquisition of a fintech group in a competitive auction process.

$6.6 Million Series A Round and Strategic Licensing Relationship

Advised fintech company on completion of Series A venture capital investment round in which more than $6.6 million was raised. In addition, advised client on establishing a strategic licensing relationship to develop a customized version of the client’s proprietary investment technology platform, which the lead Series A investor will commercialize within the Hong Kong market.

Advised Fintech Company on Proposed Investment, Sale of Shares

Advised a U.K. fintech company on its proposed Series A investment round and related sale of shares.

Software License, SaaS Agreements for State-of-the-Art Technology for Banking Clients

Negotiated software license and SaaS agreements for multiple banking clients to obtain rights to license, access and use state-of-the-art financial services technology for each bank’s internal businesses and their customers, including electronic billing and payment, processing services, online banking, mobile banking, ACH, card application solutions, enterprise payments, and financial performance and risk management.

Advised Emerging Fintech Company on Funding and Commercialization of Technology

Advised financial technology emerging company on its Series Seed and Series A venture capital rounds and commercialization of its technology.

Patent Landscape Analysis for Fintech Client

Conducted patent landscape analyses and ideation sessions for a large fintech client in the area of authenticating online users.

Payment Authentication Patent Portfolio for Fintech Client

Developed patent portfolio for large fintech client in the area of payment authentication services. Multiple patent attorneys prepared and filed numerous patent applications directed to authenticating online users using client device metadata.

Multimillion-Dollar Venture Capital Fundraising for Fintech Company

Advised a financial technology company providing robo-advisory services on its multimillion-dollar venture capital fundraising.

Successfully Resolved Alleged UDAAP Violations for Executives Following Investigation

Successfully resolved investigations and potential claims against individual executives and corporations brought by the Consumer Financial Protection Bureau for alleged UDAAP violations in areas of telemarketing, online lending, and fintech partnerships.  

Contact Us
  • Worldwide
  • Boston, MA
  • Denver, CO
  • Dublin, Ireland
  • Edwardsville, IL
  • Jefferson City, MO
  • Kansas City, MO
  • Las Vegas, NV
  • London, England
  • Miami, FL
  • New York, NY
  • Philadelphia, PA
  • Princeton, NJ
  • Salt Lake City, UT
  • St. Louis, MO
  • Washington, D.C.
  • Wilmington, DE
Worldwide
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Boston, MA
800 Boylston St.
30th Floor
Boston, MA 02199
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Boston, Massachusetts
Denver, CO
4643 S. Ulster St.
Suite 800
Denver, CO 80237
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Denver, Colorado
Dublin, Ireland
Fitzwilliam Hall, Fitzwilliam Place
Dublin 2, Ireland
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Edwardsville, IL
115 N. Second St.
Edwardsville, IL 62025
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Edwardsville, Illinois
Jefferson City, MO
101 E. High St.
First Floor
Jefferson City, MO 65101
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Jefferson City, Missouri
Kansas City, MO
2345 Grand Blvd.
Suite 1500
Kansas City, MO 64108
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Kansas City, Missouri
Las Vegas, NV
1980 Festival Plaza Drive, Suite 750
One Summerlin
Las Vegas, NV 89135
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Las Vegas, Nevada
London, England
Royal College of Surgeons of England
38-43 Lincoln’s Inn Fields
London, WC2A 3PE
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Miami, FL
355 Alhambra Circle
Suite 1250
Coral Gables, FL 33134
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New York, NY
7 Times Square, 44th Floor
New York, NY 10036
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Philadelphia, PA
2005 Market Street
29th Floor, One Commerce Square
Philadelphia, PA 19103
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Philadelphia, Pennsylvania
Princeton, NJ
100 Overlook Center
Second Floor
Princeton, NJ 08540
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Princeton, New Jersey
Salt Lake City, UT
201 South Main Street
Suite 750
Salt Lake City, UT 84111
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Salt Lake City, Utah
St. Louis, MO
7700 Forsyth Blvd.
Suite 1800
St. Louis, MO 63105
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St. Louis, Missouri
Washington, D.C.
1050 Connecticut Avenue NW
Suite 500
Washington, DC 20036
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Wilmington, DE
1007 North Market Street
Wilmington, DE 19801
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Wilmington, Delaware