Experience

Equity Financing of Company Acquisition

Equity financing of acquisition by public company.

$20 Million Preferred Stock Private Placement, Warrant Issuance

$20 million preferred stock private placement and warrant issuance for public company.

Going Private Transaction for Bank Holding Company

Exchange Act registration of bank holding company and subsequent going private transaction upon enactment of JOBS Act.

Initial Fundraising for Food Industry Startup

Initial fundraising for food industry startup and subsequent capital raises.

Successful Resolution of Securities Class Actions

Successful resolution of securities class actions related to proposed acquisition asserting claims of breach of fiduciary duty by target corporation in acquisition.

Licensure for Client in Medical Marijuana Industry

In an intensely competitive process, we assisted our client in preparing detailed applications for licenses to grow and dispense medical marijuana, pursuant to Illinois’s Compassionate Use of Medical Cannabis Pilot Program Act. Over 370 applications were filed in Illinois for just 81 licenses. Our client was awarded a license to operate a medical marijuana dispensary in suburban Chicago.

$85 Million IPO, Initial Nasdaq Listing

Initial public offering of $85 million of common stock of outdoor recreation company and initial listing on the Nasdaq Global Market.

IPO for Medical Device Manufacturer

Initial public offering of medical device manufacturer via reverse merger, registration of exchange offer and immediate listing on the Nasdaq Capital Market.

$675 Million Senior Notes Exchange

Represented manufacturing client in exchange of $675 million of publicly traded senior notes.

Shelf Registration Statements, Takedowns for Beverage Company

Filing of multiple shelf registration statements and subsequent takedowns for large publicly traded beverage company.