Thought Leadership
November 2, 2022 Advisory
The SEC New Officer Clawback Rule: What Should Be on Your Compliance and Compensation Radar
September 15, 2022 Advisory
Confronting the “Digital Elephant in the Room”: Expansion of SEC Crypto Regulation Looms
July 7, 2022 Advisory
SEC Underscores Use of Routine Confidentiality Agreements for Employees May Violate Whistleblower Protection Rules
April 26, 2022 Advisory
Back in the Game: Recent SEC Settlement Makes Unprecedented Extension of Whistleblower Protection Rule into Realm of Data Security
2007-2022 Publications
Inside Information: Prevention of Abuse
Bloomberg
2019-2021 Publications
Document Productions in SEC Investigations
SEC Compliance and Enforcement Answer Book
2011-2014 Publications
The FCPA Books and Records and Internal Controls Provisions
Practicing Under the U.S. Anti-Corruption Laws
2013-2017 Publications
The FCPA Business Guide
2010 Publications
Inside the Minds: SEC Compliance Best Practices – Leading Lawyers on Working with the SEC, Structuring Effective Compliance Programs, and Evaluating Securities Developments
August 2009 Publications
Founding Partners: Decision Shows Limits of SEC’s Power Over Relief Defendants
Law.com
Winter 2009 Publications
Insider Trading Compliance Programs in SEC Crosshairs
ABA Law Trends & News Practice Area Newsletter
July/August 2008 Publications
Insider Trading Compliance Programs in SEC Crosshairs
ABA Business Law Today
April 2008 Publications
SEC’s Warning Shot on Insider Trading Compliance
Securities Law 360
July 1994 Publications
Attorney-Client Privilege: New Chinks in the Armor
New York L.J.
