Numerous U.K. and Ireland Authorisations

Advised on numerous authorisations of e-money, payment institutions and Markets in Financial Instruments Directive firms in the U.K. and Ireland. This includes advising on one of Ireland’s first fintech disruptors on its application for regulatory authorisation prior to the introduction of European payment services law.

Advised on One of the First Lithuanian Specialised Fintech Bank Authorisations

Advised on one of the Lithuania’s first specialised fintech bank authorisations from inception of idea through to the bank’s successful registration.


Counsel Related to Investigations, Enforcement Actions Against Australian Financial Firms, Corporates and Individuals

Carriage of investigations into, and enforcement actions against, Australian financial firms, corporates and individuals.

Counsel Related to Investigations, Enforcement Actions Against U.K. Financial Firms and Senior Managers

Carriage of investigations into, and enforcement actions against, U.K. financial firms and their senior management.

Established EU Operations for Multinational Investment Bank’s Merchant Services Business

Established the European operations of multinational investment and commercial bank’s merchant services business, as well as serving as Chief Risk Officer and Executive Director.


Establishment of Australia’s National Professional Disciplinary Tribunal

Established Australia’s national professional disciplinary tribunal adjudicating on the behaviour of registered auditors and liquidators.

Establishment of First Enforcement Directorate for Irish Financial Services Regulatory Body

Established first enforcement directorate of Irish financial services regulatory body and led a team of 80+ lawyers and accountants investigating Ireland’s banks and their senior management following the financial crisis. In addition, had responsibility for financial crime oversight of more than 10,000 firms.


Strategic Counsel to Saudi Arabian Regulatory Authority

Advised on the development of a Saudi Arabian regulatory authority’s approach to banking supervision and organisational strategy.

Contact Us
  • Worldwide
  • Boston, MA
  • Chicago, IL
  • Denver, CO
  • Dublin, Ireland
  • Edwardsville, IL
  • Jefferson City, MO
  • Kansas City, MO
  • Las Vegas, NV
  • London, England
  • Miami, FL
  • New York, NY
  • Orange County, CA
  • Philadelphia, PA
  • Princeton, NJ
  • Salt Lake City, UT
  • St. Louis, MO
  • Washington, D.C.
  • Wilmington, DE
abstract image of world map
Boston, MA
800 Boylston St.
30th Floor
Boston, MA 02199
Google Maps
Boston, Massachusetts
Chicago, IL
100 North Riverside Plaza
Suite 1500
Chicago, IL 60606-1520
Google Maps
Chicago, Illinois
Denver, CO
4643 S. Ulster St.
Suite 800
Denver, CO 80237
Google Maps
Denver, Colorado
Dublin, Ireland
Fitzwilliam Hall, Fitzwilliam Place
Dublin 2, Ireland
Google Maps
Edwardsville, IL
115 N. Second St.
Edwardsville, IL 62025
Google Maps
Edwardsville, Illinois
Jefferson City, MO
101 E. High St.
First Floor
Jefferson City, MO 65101
Google Maps
Jefferson City, Missouri
Kansas City, MO
2345 Grand Blvd.
Suite 1500
Kansas City, MO 64108
Google Maps
Kansas City, Missouri
Las Vegas, NV
7160 Rafael Rivera Way
Suite 320
Las Vegas, NV 89113
Google Maps
Las Vegas, Nevada
London, England
Royal College of Surgeons of England
38-43 Lincoln’s Inn Fields
London, WC2A 3PE
Google Maps
Miami, FL
355 Alhambra Circle
Suite 1250
Coral Gables, FL 33134
Google Maps
Photo of Miami, Florida
New York, NY
7 Times Square, 44th Floor
New York, NY 10036
Google Maps
New York City skyline
Orange County, CA
19800 MacArthur Boulevard
Suite 300
Irvine, CA 92612
Google Maps
Philadelphia, PA
2005 Market Street
29th Floor, One Commerce Square
Philadelphia, PA 19103
Google Maps
Philadelphia, Pennsylvania
Princeton, NJ
100 Overlook Center
Second Floor
Princeton, NJ 08540
Google Maps
Princeton, New Jersey
Salt Lake City, UT
222 South Main St.
Suite 1830
Salt Lake City, UT 84101
Google Maps
Salt Lake City, Utah
St. Louis, MO
7700 Forsyth Blvd.
Suite 1800
St. Louis, MO 63105
Google Maps
St. Louis, Missouri
Washington, D.C.
1050 Connecticut Avenue NW
Suite 500
Washington, DC 20036
Google Maps
Photo of Washington, D.C. with the Capitol in the foreground and Washington Monument in the background.
Wilmington, DE
1007 North Market Street
Wilmington, DE 19801
Google Maps
Wilmington, Delaware