Publication forthcoming 2023 PublicationsRegulation Best Interest and Standards of Care: Where Are We and What Comes Next?
Journal of Financial Compliance
Publication forthcoming May 2023 PublicationsRegulation Best Interest in the Context of Current SEC and FINRA Examination and Enforcement Priorities
Review of Securities and Commodities Regulation
2020 PublicationsWhat The Biden-Harris Win Means For Securities Regulation
2019 PublicationsSecurities Regulation
State Attorneys General Powers and Responsibilities, 4th ed.