Obtained Pretrial Dismissal of Criminal Information for Client Regarding Sale of Unlicensed Securities
Secured complete dismissal for client in securities fraud case brought by the Utah Attorney General’s Office. Client faced five counts related to soliciting investors to purchase real estate investment products and pension investment products, committing securities fraud and selling of an unregistered security. Four of the five counts were never bound over, and the fifth count was dismissed shortly after bindover on a successful motion to dismiss.