Whether facing a difficult public disclosure question or raising capital to fund growth, our securities and corporate finance lawyers are committed to providing innovative solutions to complex financing challenges with targeted, unique objectives.
Having represented many public companies listed on the NYSE and NASDAQ, our lawyers are dedicated to learning each client’s business and industry, and implementing lessons learned from decades of practical experience Our lawyers are well versed in the transactional and disclosure challenges that arise in securities offerings, mergers, exchange offers, going private transactions, tender offers, recapitalizations, acquisitions and divestitures, and private placements of securities.
We represent public companies in matters relating to reporting, proxy and other requirements of the Securities Act of 1933 and the Securities Exchange Act of 1934. Further, we advise officers, directors and other affiliates concerning reporting and compliance issues relating to their holdings of securities and related transactions. Our lawyers also represent private companies with respect to raising capital in compliance with federal and state securities laws.
Our lawyers stay abreast of developments at the Securities and Exchange Commission (SEC), stock exchanges and state-level securities commissions to ensure clients are apprised of how new or changing requirements might affect their business.
Further, our securities litigators have in-depth experience with arbitrations, investigations and compliance proceedings brought by the SEC, state securities regulators, stock exchanges and FINRA.
Our extensive transactional experience also extends to:
- Convertible debt issuances and hybrid security offerings
- Common stock registration and offerings
- Secured note offerings
- Mergers and other acquisition transactions
- SEC and state regulatory compliance
- Private placements of securities, PIPEs and venture capital investments
- Investment fund transactions
- Spinoffs and business combinations
