Experience

$20 Million Preferred Stock Private Placement, Warrant Issuance

$20 million preferred stock private placement and warrant issuance for public company.

Going Private Transaction for Bank Holding Company

Exchange Act registration of bank holding company and subsequent going private transaction upon enactment of JOBS Act.

Initial Fundraising for Food Industry Startup

Initial fundraising for food industry startup and subsequent capital raises.

$85 Million IPO, Initial Nasdaq Listing

Initial public offering of $85 million of common stock of outdoor recreation company and initial listing on the Nasdaq Global Market.

IPO for Medical Device Manufacturer

Initial public offering of medical device manufacturer via reverse merger, registration of exchange offer and immediate listing on the Nasdaq Capital Market.

Assisted Private Fund Client with Launch, Registration

Assisted private fund client with launch of fund and registration of fund manager. Representation included licensure in Colorado, which does not offer traditional fund adviser registration exemption.

Shelf Registration Statements, Takedowns for Beverage Company

Filing of multiple shelf registration statements and subsequent takedowns for large publicly traded beverage company.

$200 Million Senior Secured Noted Offering for Coal Mining Company

Represented coal mining company as issuer’s counsel in $200 million underwritten offering of senior secured notes.

$114 Million Common Stock Offering for Wholesale Pharma Distributor

Represented a wholesale pharmaceutical distributor as issuer’s counsel in a $114 million underwritten offering of common stock.

Form 10 Filing, Common Stock Registration for Bank Holding Company

Representation of bank holding company in Form 10 filing for registration of common stock.

$209 Million Common Stock Offering for Plastics Manufacturer

Served as issuer’s counsel in $209 million underwritten offering of common stock for plastics manufacturer.

$10 Million Private Placement

Served as issuer’s counsel in a $10 million private placement of Series B preferred equity.

$32 Million Recapitalization of Bank Holding Company

Represented a bank holding company as lead counsel in its $32 million recapitalization.

$60 Million IPO for Recreation Company

Served as issuer’s counsel in a $60 million IPO for a recreation company.