Defense Verdict After Week-Long Arbitration for Brokerage Firm
Successfully defended a brokerage firm against claims brought by an investor alleging unsuitable trading, misrepresentation, breach of fiduciary duty, and violation of the Kansas Securities Act. The plaintiff sought damages of $700,000. Secured a complete defense verdict after week-long arbitration.
Ray has served as a mediator in a number of complex multi-party cases. Representative cases include a dispute over damages and remediation of a contaminated landfill; a dispute over claims by personal seat license holders against an national sports league team that left the city; a class action dispute concerning wage calculations; a class action dispute concerning promotional policies and testing; a whistleblower claim against a governmental agency; and a complex multi-partner dispute.
Multiple Defense Verdicts, Favorable Settlements for Global Software Company
Litigated multiple AAA consumer arbitrations on behalf of global software company resulting in multiple defense verdicts or favorable settlement terms.
Won Settlement in Breach of Contract Arbitration for Former Senior Executive
Won a confidential settlement in a breach of contract arbitration claim filed by a former senior executive against his former employer, a major national retailer.