Experience
$2 Million Series A Issuance for Fintech Client
Represented a financial technology company in its issuance of more than $2 million in Series A Preferred Stock. Worked with the company to integrate Series A preferences with Series Seed preferences. The company was able to fund expansion in operations.
Representation of SaaS Company
Advised cloud-based SaaS company in connection with various master services agreements, statements of work, information security agreements and business associate agreements with its insurance company customers.
Representation of Maryland-Based Cannabis Companies
Represented cannabis client in connection with secured lending transaction, a private placement of convertible securities by related issuers, ongoing regulatory matters and general corporate matters.
Interim General Counsel for Multinational Manufacturer
Served as interim general counsel on secondment to a multinational manufacturing corporation during the hiring and acclimating of a new general counsel.
Renewable Energy Project Financing Diligence
Performed renewable energy project financing diligence for a Boston law firm, including the review of various state and federal renewable energy incentive laws.
Contract Review for Leading Stable Coin Company
Assisted the in-house team at the world’s second-largest stable coin company by reviewing, negotiating and drafting commercial agreements including master service agreements (MSAs), nondisclosure agreements (NDAs), statements of work (SOWs), software as a service (SaaS) and licensing agreements.
Contracting Services for Multinational Pharma Client
Actively engaged with and responded to contracting requests from internal functions of a multinational pharma company, such as information technology and public affairs, and provided full-service contracting services to support business needs.
Data Privacy Assessment for Customer Data Platform Company
Led a data privacy assessment and tracking tool implementation project for a leading cloud-based customer data platform company focusing on GDPR and California Consumer Privacy Act (CCPA) compliance. Provided drafting and negotiation assistance for a variety of commercial contracts including Master Service Agreements and Data Protection Agreements.
Representation of Private Investor in Fraud, Veil-Piercing Claims
Represented private investor in fraudulent transfer and corporate veil-piercing claims in the Northern District of Illinois.
Revamped Fortune 100 Company’s Form Contracts to Limit Exposure
Revamped a Fortune 100 company’s form contracts with suppliers and with customers of customized chemical products to reduce its potential exposure.
$50 Million+ Corporate Debt Restructuring
Advised a client in a corporate debt restructuring of more than $50 million that allowed it to part ways with the family of its deceased founder. The restructuring included a comprehensive court-approved settlement agreement involving the payoff of several debt obligations, the release of the related security agreement, the purchase and extinguishment of a warrant to purchase over 500,000 shares of common stock of the client’s holding corporation, and the release of rights under multiple purchase agreements, including a stock purchase agreement. The negotiated settlement agreement price included approximately $17 million of debt forgiveness to the client’s benefit. Also represented the client in a $2 million revolving loan and a $44 million term loan, handled employment agreements for the CEO and CFO, negotiated landlord consents on client leases in dozens of locations, and provided assurances to the lender on the client’s employee stock ownership plan.
$155 Million Sale of Distributor of Manufacturing Parts and Tools
Represented the seller in the equity sale of a distributor of manufacturing parts and tools to a private equity firm.
$45 Million Sale of Technology Company
Represented the seller in the equity sale of an IT solutions provider to a private equity firm.
Sale of Insurance Agency
Represented the seller in the equity sale of an insurance agency to a major insurance company.
Acquisition in the Refined Fuels Industry
Represented a publicly traded Fortune 500 company in its acquisition of assets of a refined fuels and propane business.
Sale of Telecommunications Company
Represented the seller in the equity sale of a company that markets and sells telecommunications, software, and professional services in its sale to a technology advisory firm.
Sale of Art Studio
Represented the seller in the equity sale of an art studio.
Acquisition of Construction Company’s Assets
Represented the purchaser of assets in the construction industry.
Multiple Series Seed Investments
Assisted venture capital fund in multiple Series Seed investments.
Multiple Telecom Acquisitions
Assisted telecommunications company in multiple acquisitions. Company was able to expand its national reach through such acquisitions.
Series D Offering for Health Care Company
Assisted health care company in its Series D offering, raising more than $50 million.
Series B Offering for Health Care Company
Assisted health care company in its Series B offering, raising more than $20 million.
$55 Million Sale of Advertising Company
$55 million sale of advertising company to public company. The asset sale transaction involved the sale of rights in over 400 locations in four states, the transfer of over 1,000 advertising contracts, and the sale of two commercial buildings. The team helped the client navigate various corporate governance issues and achieve its goal of selling the business.
Assignment of Interests in Limited Partnerships Owning 500+ Tennessee Apartment Units
Assisted multiple general partner entities with the assignment of their interests in approximately 20 limited partnerships that own 500+ multifamily apartments units located in the State of Tennessee. The assignments included seeking approval and consent to the transfers from approximately 100 limited partners.
Multimillion-Dollar Private Offering and Controlling Interest Acquisition in Franchisor
Represented a group of investors in a multimillion-dollar private offering and acquisition of a controlling interest in a leading U.S. dog daycare franchisor. Handled investment documentation for private offering by buyer entity, operative documents for the acquisition, and conduct of due diligence.
$30 Million Private Equity Financing and Formation of Specialty Brokerage
Advised a national independent enterprise risk management agency on completion of $30 million in private equity financing. In connection with the financing, advised client on formation and capitalization of a specialty brokerage and investment banking platform offering insurance solutions to public and private companies and private equity sponsors.
Counsel to Private Equity Fund in $20 Million Equity Acquisition
Acted as counsel to a private equity fund in its $20 million equity acquisition of a company serving various large industrial and aerospace customers. The transaction involved a complicated pre-closing tax-free reorganization, donation of a minority interest in the target company to a donor-advised fund, international distribution issues, and a representations and warranties insurance policy. Helped client achieve its goal of closing and deploying allocated capital at year-end on an expedited basis.
$35 Million+ Strategic Fulfillment/Transportation Contract
Served as outside counsel responsible for $35 million+ long-term strategic fulfillment/transportation contract for international retailer.
Acquisition of Franchise Restaurants
Represented a private investment firm in its acquisition of franchise restaurant outlets across multiple states. Handled the acquisition agreement and other operative documents, due diligence, franchise documentation and licensing.
Assignment of Interests in Limited Partnerships Owning 700+ Kansas Apartment Units
Assisted multiple general partner entities with the assignment of their interests in 38 limited partnerships that own approximately 700 multifamily apartment units located in the State of Kansas. The assignments included seeking approval and consent to the transfers from approximately 100 limited partners, the Kansas Housing Resources Corporation, the U.S. Department of Housing and Urban Development, and the U.S. Department of Agriculture - Rural Development.
- Page 1 of 3